25 questions from the New York Notary Public License Law. Pick an answer to see the rule behind it.
1. According to the Professional Conduct section, which method of taking an acknowledgment is described as illegal?
Answer: Taking the acknowledgment over the telephone without the signer's physical presence. The law states that taking acknowledgments without the signer's actual personal appearance, such as over the telephone, is illegal.
New York Notary Public License Law, page 5: “The practice of taking acknowledgments and affidavits over the telephone, or otherwise, without the actual, personal appearance of the individual making the acknowledgment or affidavit before the officiating notary, is illegal.”
2. What additional document must an applicant submit along with the application form and fee to become a notary public?
Answer: A “pass slip” showing they passed the examination. The law requires a pass slip as proof of passing the exam, in addition to the standard application materials.
New York Notary Public License Law, page 2: “In addition to the application form and fee, the applicant must submit a “pass slip” showing that s/he has taken and passed the notary public examination.”
3. How does a non-resident notary public maintain their office if they move out of New York State?
Answer: By maintaining a place of business or office in New York State. The law specifies that a resident who moves out retains their office only if they keep a business presence in NY; otherwise, they vacate the office.
New York Notary Public License Law, page 5: “A notary public who is a resident of the State and who moves out of the state but still maintains a place of business or an office in New York State does not vacate his or her office as a notary public.”
4. Which entity is permitted to take an oath before a notary public?
Answer: An individual. The law states that corporations and partnerships cannot take oaths, limiting this action to individuals, and notes that a notary cannot administer an oath to themselves.
New York Notary Public License Law, page 21: “A corporation or a partnership cannot take an oath; an oath must be taken by an individual.”
5. What is the required placement of the venue information in a notarial certificate according to Section 137 of the Executive Law?
Answer: The venue is usually set forth at the beginning of the instrument or at the top of the notary’s jurat, or official certification. The law specifies that the venue is typically placed at the beginning of the instrument or the top of the jurat/certification.
New York Notary Public License Law, page 22: “The venue is usually set forth at the beginning of the instrument or at the top of the notary’s jurat, or official certification, as follows: “State of New York, County of (New York) ss.:”. Section 137 of the Executive Law imposes the duty on the notary public to include the venue of his act in all certificates of acknowledgments or jurats to affidavits.”
6. Who is designated as the person upon whom process can be served for a non-resident accepting the office of notary public?
Answer: The Secretary of State. The statute mandates that non-resident notaries appoint the Secretary of State as their agent for service of process.
New York Notary Public License Law, page 5: “A non-resident who accepts the office of notary public in this State thereby appoints the Secretary of State as the person upon whom process can be served on his or her behalf.”
7. According to §534 of the County Law, what is the requirement for county clerks regarding notary services available to the public?
Answer: They must designate at least one staff member as a notary public available during normal business hours. The law mandates that county clerks designate at least one staff notary available during business hours for free public service.
New York Notary Public License Law, page 7: “Each county clerk shall designate from among the members of his or her staff at least one notary public to be available to notarize documents for the public in each county clerk’s office during normal business hours free of charge.”
8. Under what condition is the administration of an oath considered valid according to the cited judicial declarations?
Answer: When the oath is administered in the presence of an authorized officer and is an unequivocal present act. The law requires that the oath be administered in the presence of an authorized officer and constitute an unequivocal present act.
New York Notary Public License Law, page 5: “Whatever the form adopted, it must be in the presence of an officer authorized to administer it, and it must be an unequivocal and present act by which the affiant consciously takes upon himself the obligation of an oath.”
9. What is the definition of 'identity verification' for a notary public according to the handbook?
Answer: The use of an authentication process to validate the identity of any principal or individual present. The law defines identity verification specifically as the use of an authentication process to validate the identity of the principal or individual present.
New York Notary Public License Law, page 15: ““Identity verification” means the use of an authentication process by which a notary public validates the identity of any principal and/or individual present for a notarial act.”
10. Under §135-b, which specific group is exempt from the advertising requirements regarding language and attorney status disclosures?
Answer: Attorneys-at-law admitted to practice in the state of New York. The law states that the advertising provisions do not apply to attorneys-at-law admitted to practice in New York.
New York Notary Public License Law, page 8: “The provisions of this section shall not apply to attorneys-at-law, admitted to practice in the state of New York.”
11. What is the classification of the offense 'Issuing a false certificate' under §175.40?
Answer: Class E felony. The law directly categorizes issuing a false certificate as a class E felony.
New York Notary Public License Law, page 15: “Issuing a false certificate is a class E felony.”
12. According to §309-a, subdivision 3, which specific legal provisions are protected from modification by the rules governing certificates of acknowledgment or proof?
Answer: §§299-a and 301-a. The law states that the section shall not modify the choice of laws afforded by §§299-a and 301-a, making these the correct specific references.
New York Notary Public License Law, page 12: “No provision of this section shall be construed to: (a) modify the choice of laws afforded by §§299-a and 301-a of this article pursuant to which an acknowledgment or proof may be taken;”
13. Under New York law, how is "personal appearance" defined for the purpose of a notarial act?
Answer: Presence at a transaction for which a notarial act is required, either physically or electronically, in a manner that meets all requirements imposed by this Part. The definition allows for presence either physically or electronically, provided it meets the specific requirements of the Part.
New York Notary Public License Law, page 16: ““Personal appearance” means presence at a transaction for which a notarial act is required, either physically or electronically, in a manner that meets all requirements imposed by this Part.”
14. According to Executive Law §130, under what specific condition may the Secretary of State waive the qualifying requirements for moral character and education for a former notary applying for reappointment?
Answer: If the applicant applies within 6 months after their term expires. The statute allows the waiver of qualifying requirements if the former notary applies for reappointment within six months after their term expires.
New York Notary Public License Law, page 5: “provided, however, that where a notary public applies, before the expiration of his or her term, for reappointment with the county clerk or where a person whose term as notary public shall have expired applies within 6 months thereafter for reappointment as a notary public with the county clerk, such qualifying requirements may be waived by the Secretary of State”
15. What specific capability must "communication technology" provide to facilitate communication with a remotely located individual who has a vision, hearing, or speech impairment?
Answer: It must facilitate communication with the individual when necessary and consistent with other applicable law. The rule specifies that the technology must facilitate communication with impaired individuals when necessary and consistent with other laws, distinct from the general sight-and-sound requirement.
New York Notary Public License Law, page 16: “(2) when necessary and consistent with other applicable law, facilitates communication with a remotely located individual who has a vision, hearing, or speech impairment.”
16. What is the minimum requirement for documents used to establish satisfactory evidence of identity under §182.5(b)(2)?
Answer: Two current documents issued by an institution, business entity, or government with at least the individual's signature. The rule specifies that at least two current documents from specified sources containing the individual's signature are required.
New York Notary Public License Law, page 17: “at least two current documents issued by an institution, business entity, or federal or state government with at least the individual's signature;”
17. When administering an oath or affirmation, what additional element must a notary include regardless of their county of qualification?
Answer: The notary public’s official number. The regulation requires the inclusion and affixing of the notary public’s official number to instruments requiring an oath or affirmation.
New York Notary Public License Law, page 16: “(4) administer any oath or affirmation as required by the law governing the transaction for which the notarial act is required and, regardless of the county of qualification, include and affix to each instrument requiring an oath or affirmation such notary public’s official number;”
18. Which of the following is listed in §142-a as a defect that does not invalidate a notary's acts, provided other conditions are met?
Answer: The notary's commission expiring. The law lists the expiration of the term, commission, or appointment as a defect that does not necessarily invalidate acts under the specified conditions.
New York Notary Public License Law, page 11: “expiration of his term, commission or appointment;”
19. What is prohibited regarding the advertising of a notary's powers?
Answer: Advertising in any manner that claims powers not given by law. The law states that notaries cannot advertise or claim powers or rights that are not granted to them by the laws governing their appointment.
New York Notary Public License Law, page 5: “May not advertise in, or circulate in any manner, any paper or advertisement, or say to anyone that he has any powers or rights not given to the notary by the laws under which the notary was appointed.”
20. Per §138, under what condition is a notary public prohibited from protesting a negotiable instrument owned by the corporation they work for?
Answer: If the notary is individually a party to the instrument. The notary cannot protest the instrument if they are personally involved as a party to it or have a direct financial interest in it.
New York Notary Public License Law, page 10: “nor shall a notary public protest any negotiable instruments owned or held for collection by such corporation, if such notary public be individually a party to such instrument, or have a financial interest in the subject of same.”
21. Who has the authority to commission notaries public in New York State?
Answer: The Secretary of State. According to the introduction, the Secretary of State is the official responsible for commissioning notaries public.
New York Notary Public License Law, page 2: “Notaries public are commissioned by the Secretary of State.”
22. Which of the following statements accurately describes the nature of a notary public's authority regarding delegation?
Answer: The privileges and rights of a notary public are personal and cannot be delegated to anyone. The law clearly defines the notary's role as personal and non-delegable, distinguishing it from roles that might allow shared authority.
New York Notary Public License Law, page 21: “The privileges and rights of a notary public are personal and cannot be delegated to anyone.”
23. What is the definition of 'Escrow' as provided in the handbook?
Answer: Placing an instrument in the hands of a person as a depository who delivers it to a third person upon a designated event. The law defines escrow as a specific arrangement involving a depository and a conditional delivery to a third party.
New York Notary Public License Law, page 20: “Escrow The placing of an instrument in the hands of a person as a depository who on the happening of a designated event, is to deliver the instrument to a third person.”
24. What is the consequence of a non-substantial variance from the authorized form of a certificate of acknowledgment under §309-b?
Answer: It is deemed a valid certificate. The law states that such inclusions are deemed a non-substantial variance, implying the certificate remains valid despite minor deviations from the exact form.
New York Notary Public License Law, page 12: “The inclusion within the body (other than the jurat) of a certificate of acknowledgment or proof made under this section or the city or other political subdivision and the state or country or other place the acknowledgment was taken shall be deemed. A non-substantial variance from the form of a certificate authorized by this section.”
25. In the uniform form for proof of execution by a subscribing witness (§309-a), what specific detail is required if the witness's place of residence is in a city?
Answer: The street and street number, if any thereof. The form instructions specify that when a witness lives in a city, the street and street number must be included in the residence details.
New York Notary Public License Law, page 12: “if the place of residence is in a city, include the street and street number, if any, thereof”