25 questions from the New York Notary Public License Law. Pick an answer to see the rule behind it.
1. Under §182.10(c), within what timeframe may a notary public apply for reappointment relative to the expiration of their commission?
Answer: Within 90 days of expiration. The rule specifies that the application window for reappointment is within 90 days of the commission's expiration.
New York Notary Public License Law, page 18: “A notary public may apply for reappointment within 90 days of expiration of their commission, provided that the notary public continues to meet the requirements set forth in sections 130 and 131 of the Executive Law and this Part.”
2. According to §142-a, subdivision 5, does the section relieve a notary public from criminal liability imposed by reason of their acts?
Answer: No, it does not relieve any notary public or commissioner of deeds from criminal liability. The law states that the section does not relieve the officer from criminal liability imposed by reason of their act.
New York Notary Public License Law, page 11: “This section does not relieve any notary public or commissioner of deeds from criminal liability imposed by reason of his act, or enlarge the actual authority of any such officer, nor limit any other statute or rule of law by reason of which the act of a notary public or commissioner of deeds, or the record thereof, is valid or is deemed valid in any case.”
3. According to §182.7(a), what is the minimum standard that identity proofing must meet?
Answer: Identity Assurance Level 2 standard. The law states that identity proofing must meet at least the Identity Assurance Level 2 standard.
New York Notary Public License Law, page 17: “Identity proofing must meet, at minimum, the Identity Assurance Level 2 standard as outlined in the Digital Identity Guidelines of the National Institute of Standards and Technology”
4. In which situation should a notary public refrain from taking an acknowledgment to a legal instrument?
Answer: When the notary is a party in interest to the instrument. The law specifies that a notary should not take an acknowledgment if they are a party in interest to the instrument.
New York Notary Public License Law, page 19: “A notary public should not take an acknowledgment to a legal instrument to which the notary is a party in interest. (Armstrong v. Combs, 15 App. Div. 246.)”
5. What consequence is stated for a notary public who prepares and takes the oath of an affiant to a statement known to be false?
Answer: The notary public will be removed from office. The law states that removal from office is the penalty for this specific misconduct.
New York Notary Public License Law, page 19: “A notary public will be removed from office for preparing and taking the oath of an affiant to a statement that the notary knew to be false.”
6. Under what condition is a notary public guilty of a misdemeanor when taking acknowledgments?
Answer: Taking acknowledgments over the telephone. The law specifies that taking acknowledgments over the telephone is illegal and constitutes a misdemeanor.
New York Notary Public License Law, page 19: “Taking acknowledgments over the telephone is illegal and a notary public is guilty of a misdemeanor in so acting.”
7. Which of the following statements correctly describes the rules for administering oaths or taking acknowledgments on Sundays?
Answer: Oaths and acknowledgments may be administered on Sunday, but depositions cannot be taken on Sunday in a civil proceeding. The law distinguishes between general notarial acts (allowed on Sunday) and civil depositions (not allowed on Sunday).
New York Notary Public License Law, page 22: “A notary public may administer an oath or take an affidavit or acknowledgment on Sunday. However, a deposition cannot be taken on Sunday in a civil proceeding.”
8. What is the maximum number of Notices of Protest allowed for each additional notice, according to the fee schedule?
Answer: Limit 5. The fee schedule states a limit of 5 for each additional Notice of Protest.
New York Notary Public License Law, page 22: “Each additional Notice of Protest (limit 5)”
9. According to §137, what is the legal effect if a notary public fails to comply with the provisions regarding the statement of authority on an instrument?
Answer: The official act is not held invalid. The statute states that non-compliance with these formatting provisions does not invalidate the official act itself.
New York Notary Public License Law, page 10: “No official act of such notary public shall be held invalid on account of the failure to comply with these provisions.”
10. Under §67, when is an officer permitted to demand their fee in advance?
Answer: Only when expressly directed or permitted by law to require payment before rendering the service. The rule specifies that advance payment is allowed only if the law expressly directs or permits it.
New York Notary Public License Law, page 14: “except that an officer may demand in advance his fee, where he is, by law, expressly directed or permitted to require payment thereof, before rendering the service.”
11. How is residency determined for an attorney admitted to practice in New York who resides in an adjoining state but maintains a law office within New York?
Answer: They are deemed a resident of the county where they maintain their office. The law specifies that attorneys practicing in NY but living in adjoining states are considered residents of the county containing their NY office.
New York Notary Public License Law, page 6: “For the purpose of this and the following sections of this article such person shall be deemed a resident of the county where he maintains such office.”
12. According to the handbook, what specific additional information must be included in a certificate of acknowledgment or proof taken under §300?
Answer: The additional information required by §300 of the article. The law states that certificates taken under §300 must include the additional information specified within §300 itself.
New York Notary Public License Law, page 12: “A certificate of an acknowledgment or proof taken under §300 of this article shall include the additional information required by that section.”
13. Under §137, what specific text must a notary public affix beneath their signature in black ink, in addition to their name and county?
Answer: The words "Notary Public State of New York". The law mandates that the phrase "Notary Public State of New York" be included beneath the signature.
New York Notary Public License Law, page 10: “shall print, typewrite, stamp, or affix by electronic means where performing an electronic notarial act in conformity with section one hundred thirty-five-c of the executive law, beneath their signature in black ink, the notary public’s name, the words “Notary Public State of New York,” the name of the county in which such notary public originally qualified, and the expiration date of such notary public’s commission”
14. What specific visual capability must the communication technology provide regarding identification cards during an electronic notarial act?
Answer: It must permit the notary to view, read, and capture the front and back of any identification card presented. The regulation requires the technology to allow viewing, reading, and capturing both the front and back of the ID.
New York Notary Public License Law, page 18: “(2) permit sufficient visual clarity to enable the notary to view, read, and capture the front and back of any identification card presented as verification of identity;”
15. Under §306, what information must be included in the certificate endorsed or attached to a conveyance?
Answer: All matters required to be done, known, or proved, along with the name and substance of testimony of each witness examined. Section 306 mandates that the certificate include all required matters and the name and substance of testimony from witnesses examined.
New York Notary Public License Law, page 11: “must endorse thereupon or attach thereto, a certificate, signed by himself, stating all the matters required to be done, known, or proved on the taking of such acknowledgment or proof; together with the name and substance of the testimony of each witness examined before him”
16. When recording a tangible copy of an electronic record, what must accompany the electronic signature to satisfy the requirement that the document be notarized?
Answer: The electronic signature and all other required information attached to or logically associated with the document. The law specifies that the electronic signature plus required information attached to the document is sufficient, noting that a physical seal image is not required if the certificate meets the section's requirements.
New York Notary Public License Law, page 9: “A requirement that a document or a signature associated with a document be notarized, acknowledged, verified, witnessed, or made under oath is satisfied if the electronic signature of the person authorized to perform that act, and all other information required to be included, is attached to or logically associated with the document or signature.”
17. What is the fee required for a county clerk to affix a certificate of authentication to a notarial act?
Answer: $3. The law specifies that the county clerk charges a fee of $3 for this specific certification service.
New York Notary Public License Law, page 6: “shall, when so requested and upon payment of a fee of $3 affix to any certificate of proof or acknowledgment or oath signed by such notary anywhere in the State of New York, a certificate under his hand and seal”
18. According to Executive Law §135, which specific financial instruments is a notary public authorized to demand acceptance or payment of, and protest for non-acceptance or non-payment?
Answer: Foreign and inland bills of exchange, promissory notes and obligations in writing. The law specifically lists foreign and inland bills of exchange, promissory notes, and obligations in writing as the instruments subject to these powers.
New York Notary Public License Law, page 7: “to demand acceptance or payment of foreign and inland bills of exchange, promissory notes and obligations in writing, and to protest the same for non-acceptance or non-payment, as the case may require”
19. How must a notary public administer an oath or affirmation according to the prescribed form?
Answer: In a manner calculated to awaken the conscience and impress the mind of the person taking it. The law specifies that the administration must actively engage the signer's conscience and align with their beliefs, rather than just verifying signatures or ignoring personal beliefs.
New York Notary Public License Law, page 21: “An oath or affirmation shall be administered in a form calculated to awaken the conscience and impress the mind of the person taking it in accordance with his religious or ethical beliefs.”
20. Under what condition is a member of the legislature permitted to accept an appointment as a notary public without vacating their legislative seat?
Answer: If the office provides no compensation. The constitutional provision cited allows a legislator to hold the office only if it is uncompensated.
New York Notary Public License Law, page 7: “providing, however, that a member of the legislature may be appointed *** to any office in which he or she shall receive no compensation.”
21. According to §137, what consequence does a notary public face if they willfully fail to comply with the provisions regarding the statement of authority?
Answer: The notary is subject to disciplinary action by the secretary of state. The law states that willful non-compliance leads to disciplinary action by the secretary of state.
New York Notary Public License Law, page 10: “If any notary public shall willfully fail to comply with any of the provisions of this section, the notary public shall be subject to disciplinary action by the secretary of state.”
22. When performing an electronic notarial act using communication technology, where must the notary public be physically located at the time of the act?
Answer: Within the state of New York. The law requires the notary to be physically present in New York, even if the signer is elsewhere.
New York Notary Public License Law, page 9: “the electronic notary public is located within the state of New York at the time of the performance of an electronic notarial act using communication technology, regardless of the location of the document signer.”
23. Which of the following is listed as a notarial act that a New York notary public is authorized to perform?
Answer: Preparing a certificate of authenticity in accordance with section 135-c. The law lists the preparation of a certificate of authenticity under section 135-c as a specific authorized notarial act.
New York Notary Public License Law, page 15: “(5) preparation of a certificate of authenticity in accordance with paragraph (d) of subdivision six of section 135-c of the Executive Law”
24. According to §135-a, what is the classification of the offense for a notary public who practices fraud or deceit in the exercise of their powers, where punishment is not otherwise provided?
Answer: Misdemeanor. Section 135-a classifies the act of practicing fraud or deceit in the performance of notarial duties as a misdemeanor.
New York Notary Public License Law, page 8: “shall be guilty of a misdemeanor.”
25. According to the definition of 'communication technology' in § 135–c, what specific capability must the device or process provide regarding individuals with impairments?
Answer: It must facilitate communication with a remotely located individual who has a vision, hearing, or speech impairment when necessary and consistent with other applicable law. The law states that communication technology must facilitate interaction with individuals having vision, hearing, or speech impairments when necessary and legally consistent.
New York Notary Public License Law, page 8: “when necessary and consistent with other applicable law, facilitates communication with a remotely located individual who has a vision, hearing, or speech impairment.”