29 questions from the New York Notary Public License Law. Pick an answer to see the rule behind it.
1. Under §170.10, forgery in the second degree is classified as which type of offense?
Answer: Class D felony. The law directly states that forgery in the second degree is categorized as a class D felony.
New York Notary Public License Law, page 14: “Forgery in the second degree is a class D felony.”
2. What specific wording must a person use to express assent when an oath is administered by a notary?
Answer: The person must express assent by the words “I do” or some other words of like meaning. The law defines the required verbal confirmation from the signer as saying "I do" or equivalent words of assent.
New York Notary Public License Law, page 21: “When an oath is administered the person taking the oath must express assent to the oath repeated by the notary by the words “I do” or some other words of like meaning.”
3. According to §182.3(a)(6), under what circumstance must a notary refuse to perform a notarial act?
Answer: If the notary is not satisfied that the presented record evidences the individual’s capacity to act as the representative. The law requires refusal if the notary is unsatisfied with the evidence of the individual's capacity to act as a representative.
New York Notary Public License Law, page 16: “refuse to perform a notarial act when the requirements of this Part are not met, or if the notary is not satisfied that the official record or the presented record evidences the individual’s capacity to act as the representative on the record presented for notarization;”
4. Under §309-a, subdivision 4, which of the following entities is included in the definition of the term "person" for the purposes of the section?
Answer: A limited liability company. The law lists "limited liability company" within the definition of "person," while the other options are not specifically enumerated in that list.
New York Notary Public License Law, page 12: “For the purposes of this section, the term “person” means any corporation, joint stock company, estate, general partnership (including any registered limited liability partnership or foreign limited liability partnership), limited liability company (including a professional service limited liability company), foreign limited liability company (including a foreign professional service limited liability company), joint venture, limited partnership, natural person, attorney in fact, real estate investment trust, business trust or other trust, custodian, nominee or any other individual or entity in its own or any representative capacity.”
5. Under §142-a, subdivision 3, before whom may a notary public or commissioner of deeds take their official oath or qualify if they are acting within the county containing their authorized jurisdiction?
Answer: A justice of the peace, town councilman, village police justice, or a judge of any court of inferior local jurisdiction. The statute lists these specific local judicial and administrative officers as those before whom the oath may be taken within the relevant county.
New York Notary Public License Law, page 11: “Before a justice of the peace, town councilman, village police justice or a judge of any court of inferior local jurisdiction, anywhere within the county containing the town, village or city in which he is authorized to perform official duties.”
6. Under New York law, which of the following best describes the scope of powers granted to a notary public who is also an attorney at law regarding their own clients?
Answer: They may administer an oath or affirmation to or take the affidavit or acknowledgment of their client. The law grants attorneys who are notaries the discretion to administer oaths or take acknowledgments from their own clients.
New York Notary Public License Law, page 8: “A notary public who is an attorney at law regularly admitted to practice in this State may, in his discretion, administer an oath or affirmation to or take the affidavit or acknowledgment of his client in respect of any matter, claim, action or proceeding.”
7. Under §182.10(b), what specific information regarding the notary's signature must be provided through the department of state’s registration system?
Answer: An exemplar of the notary’s electronic signature containing the notary’s name and necessary instructions for verification. The law mandates that the registration system must receive an exemplar of the electronic signature containing the name and verification instructions.
New York Notary Public License Law, page 18: “an exemplar of the notary’s electronic signature, which shall be provided through and in the manner required by the department of state’s registration system using the notary’s selected signature vendor and shall contain the notary’s name and any necessary instructions, authorizations, or techniques that allow the notary’s electronic signature to be read and verified.”
8. Per §182.11(d), what fee must applicants who are required to take a written exam submit for each examination taken?
Answer: Fifteen dollars. Section 182.11(d) sets the specific fee for each written examination taken by applicants at fifteen dollars.
New York Notary Public License Law, page 19: “Notary Public applicants who must take a written exam must submit a fee of fifteen dollars for each examination taken, payable on the date of the examination.”
9. According to the handbook, what is the maximum fee a notary public may charge for performing a protest for the non-payment of a note?
Answer: 75 cents. The law sets the maximum fee for a protest at 75 cents.
New York Notary Public License Law, page 8: “any greater fee or reward than 75 cents for such protest”
10. What is the maximum term of imprisonment for a class A misdemeanor?
Answer: One year. The law specifies that a definite sentence for a class A misdemeanor cannot exceed one year.
New York Notary Public License Law, page 14: “When such a sentence is imposed the term shall be fixed by the court, and shall not exceed one year;”
11. In which location are notaries public commissioned based on their personal information?
Answer: Their county of residence. The law clarifies that the commissioning location is determined by the notary's county of residence.
New York Notary Public License Law, page 2: “Notaries public are commissioned in their counties of residence.”
12. When proving the execution of a conveyance by a subscribing witness, what specific detail regarding residence must the witness state if living in a city?
Answer: The street and street number, if any thereof. Section 304 requires that if the witness resides in a city, they must provide the street and street number in addition to their place of residence.
New York Notary Public License Law, page 11: “such witness must state his own place of residence, and if his place of residence is in a city, the street and street number, if any thereof”
13. Regarding the signature and seal of a county clerk on a certificate of official character or authentication, which method of reproduction is permitted?
Answer: Facsimile, printed, stamped, photographed or engraved. Executive Law §134 lists facsimile, printed, stamped, photographed, or engraved as acceptable methods for the county clerk's signature and seal.
New York Notary Public License Law, page 7: “The signature and seal of a county clerk, upon a certificate of official character of a notary public or the signature of a county clerk upon a certificate of authentication of the signature and acts of a notary public or commissioner of deeds, may be a facsimile, printed, stamped, photographed or engraved thereon.”
14. According to the Special Note regarding changes in the Real Property Law, what limitation on a notary public's geographic authority within New York State has been removed?
Answer: Notaries may now take acknowledgments and proofs of conveyances anywhere in the State. The law states that geographic limitations on a notary's authority within the State have been removed, allowing them to act anywhere in New York.
New York Notary Public License Law, page 13: “any and all limitations on the authority of a notary public to act as such in any part of the State have been removed; a notary public may now, in addition to administering oaths or taking affidavits anywhere in the State, take acknowledgments and proofs of conveyances anywhere in the State.”
15. According to §135-b, what is the maximum civil penalty a notary public may face for violating the advertising provisions?
Answer: One thousand dollars. The statute sets the upper limit for civil penalties for advertising violations at one thousand dollars.
New York Notary Public License Law, page 8: “Any person who violates any provision of this section or any rule or regulation promulgated by the secretary may be liable for civil penalty of up to one thousand dollars.”
16. According to §70.00, what is the maximum term of imprisonment for a class D felony?
Answer: 7 years. The statute caps the sentence for a class D felony at seven years.
New York Notary Public License Law, page 14: “For a class D felony, the term shall be fixed by the court, and shall not exceed 7 years;”
17. Within what timeframe must an electronic notary public notify the secretary of state after changing their e-mail address?
Answer: Within five days. The rule specifies a strict deadline of five days for transmitting the notice of change.
New York Notary Public License Law, page 10: “Within five days after the change of an electronic notary public’s e-mail address, the notary public shall electronically transmit to the secretary of state a notice of the change”
18. What is the primary purpose of the law respecting acknowledgments, beyond promoting security of land titles?
Answer: To furnish proof of the due execution of conveyances. The law lists furnishing proof of the due execution of conveyances as a specific purpose of acknowledgment laws alongside preventing fraud.
New York Notary Public License Law, page 19: “The purposes of the law respecting acknowledgments are not only to promote the security of land titles and to prevent frauds in conveyancing, but to furnish proof of the due execution of conveyances (Armstrong v. Combs, 15 App. Div. 246)”
19. If a notary public has a seal, what is the requirement regarding affixing that seal to a protest?
Answer: The seal must be affixed free of expense when requested. The law mandates that if requested, the seal must be affixed to the protest without charge.
New York Notary Public License Law, page 8: “Every notary public having a seal shall, except as otherwise provided, and when requested, affix his seal to such protest free of expense.”
20. Under New York law, what is the minimum retention period for the recording of a video and audio conference used to ascertain a document signer's identity during an electronic notarial act?
Answer: Ten years from the date of transaction. The statute mandates that the recording of the conference be kept for at least ten years.
New York Notary Public License Law, page 9: “The recording shall be maintained for a period of at least ten years from the date of transaction.”
21. Regarding the recording of conveyances, what is the requirement for documents not written entirely in English?
Answer: They must be accompanied by an English translation duly executed and acknowledged or certified by a designated person. The rule requires that non-English conveyances include a properly executed and acknowledged English translation to be recorded.
New York Notary Public License Law, page 12: “unless such conveyance, certificate of acknowledgment or proof, and the authentication thereof be accompanied by and have attached thereto a translation in the English language duly executed and acknowledged by the person or persons making such conveyance and proved and authenticated, if need be, in the manner required of conveyances for recording in this state”
22. In the context of §335, what is the mandatory timeframe for mailing a copy of the certificate regarding the contents of an opened safe deposit box to the lessee?
Answer: Within 10 days of the opening of the safe deposit box. The statute specifies a strict 10-day window after the box is opened for the notary to mail the certificate to the lessee.
New York Notary Public License Law, page 13: “Within 10 days of the opening of the safe deposit box, a copy of this certificate must be mailed to the lessee at his last known postal address.”
23. What is the maximum term of imprisonment for a class E felony as specified in §70.00?
Answer: 4 years. The law sets the upper limit for a class E felony sentence at four years.
New York Notary Public License Law, page 14: “For a class E felony, the term shall be fixed by the court, and shall not exceed 4 years.”
24. What is the nonrefundable application fee required for applicants seeking a notary public commission under §182.11(a)?
Answer: Sixty dollars. The law mandates a nonrefundable application fee of sixty dollars for new notary public applicants.
New York Notary Public License Law, page 18: “Applicants for a notary public commission must submit a nonrefundable application fee of sixty dollars, which fee shall be used and distributed in accordance with section 131 of the Executive Law.”
25. What is the specific requirement regarding the physical presence of the signer when administering an oath?
Answer: The person swearing or affirming must personally be in the presence of the notary public. The law mandates personal presence, noting in a later section that oaths cannot be administered over the telephone, which rules out remote options.
New York Notary Public License Law, page 21: “first, the person swearing or affirming must personally be in the presence of the notary public”
26. According to §142-a, when does the six-month limitation period apply regarding defects in a notary's official certificate?
Answer: It applies after the expiration of six months from the date of the act regarding omissions of date/place or errors in such statements. The law specifies that after six months, the validity protections apply specifically to defects involving the omission or error in stating the date and place of the act.
New York Notary Public License Law, page 11: “After the expiration of six months from the date of the official certificate or other act of the commissioner of deeds, subdivision one of this section shall be applicable to a defect consisting in omission of the certificate of a commissioner of deeds to state the date on which and the place in which an act was done, or consisting of an error in such statement.”
27. When a certificate of acknowledgment is taken without this State for real property situated in this State, what specific detail regarding the subscribing witness is required in the proof of execution form?
Answer: The witness's place of residence, including street and number if in a city. The form requires the witness to state their residence, with specific instructions to include street and number if located in a city.
New York Notary Public License Law, page 12: “who, being by me duly sworn, did depose and say that he/she resides in . . . . . . (if the place of residence is in a city, include the street and street number, if any, thereof);”
28. According to the handbook, what is the required timeframe for a notary public to notify the secretary of state after a change in name, address, or email address?
Answer: Within five days. The law states that the notice must be transmitted within five days of the change.
New York Notary Public License Law, page 16: “within five days after a change of name, address, or e-mail address, transmit to the secretary of state a notice of the change, signed with the notary public's official signature.”
29. When a notary public certifies that a tangible copy of an electronic record is accurate, what specific certification form is deemed sufficient according to the handbook?
Answer: CERTIFICATE OF AUTHENTICITY. The law provides a specific form titled 'CERTIFICATE OF AUTHENTICITY' as sufficient for certifying tangible copies of electronic records.
New York Notary Public License Law, page 9: “(iii) A certification in substantially the following form is sufficient for the purposes of this subdivision: CERTIFICATE OF AUTHENTICITY”